|
Client |
Symbol |
Transaction |
|
| ABT Corporation |
Private |
Project Debt |
$20.0 |
| ABT Corporation |
Private |
Subordinated Debt |
5.0 |
| ABT Corporation |
Private |
Private Equity |
5.0 |
| Alabama Cryogenics |
Private |
M&A Advisory |
n.d. |
| American Medical |
Private |
Private Equity |
3.5 |
| Atmos International |
Private |
Advisory |
n.d. |
| Azure Dynamics Corp. |
TSX:AZD |
M&A Advisory |
n.d. |
| Azure Dynamics Corp. |
TSX:AZD |
Strategic Equity Advisory |
n.d. |
| Baltic International |
BISA |
Bridge Loan |
2.5 |
| BancTEXAS |
BTX |
PIPE |
30.0 |
| BancTEXAS |
BTX |
M&A: First Bank Las Colinas |
n.d. |
| Buckeye Biopower |
Private |
Project Equity Advisory |
n.d. |
| C2C Fiber |
Private |
Private Debt and Equity |
5.6 |
| CalResources |
RD |
Financial Advisory |
n.d. |
| CIS Technologies |
CISI |
PIPE |
14.6 |
| Claren Power |
Private |
Advisory |
n.d. |
| Data Design Corp. |
Private |
Shareholder Value Advisory |
n.d. |
| Ecology |
ECOL |
Fairness Opinion |
n.d. |
| Edenspace Systems |
Private |
Private Equity Advisory |
n.d. |
| Entourage International |
Private |
Fairness Opinion |
n.d. |
| EnvaPower |
Private |
Advisory |
n.d. |
| Equus Capital |
EQS |
Private Placement |
22.0 |
| eRealty.com |
Private |
Private Equity |
1.0 |
| Gaia Technologies |
Private |
Sale to NA Technologies NATK |
7.5 |
| GX Technologies |
Private |
Private Equity |
5.0 |
| Hadson Europe |
HAD |
Merger: Mid-West Energy |
n.d. |
| Harbor Financial |
Private |
American Mortgage |
10.0 |
| Harbor Financial |
Private |
Debt |
2.0 |
| Harken Energy |
HEC |
PIPE |
20.0 |
| Hydrotech |
Private |
Sale of the Company |
15.0 |
| Insource Technologies |
Private |
Fairness Opinion |
n.d. |
| Manzanita Alliances |
Private |
Advisory |
n.d. |
| MicronMining |
Private |
Project Finance Advisory |
n.d. |
| New Generation Motors |
Private |
Private Equity Advisory |
n.d. |
| NuGen Mobility |
Private |
Private Equity Advisory |
n.d. |
| Optisense Networks |
Private |
Private Equity Advisory |
n.d. |
| Oshman's |
OSH |
Shareholder Value Advisory |
n.d. |
| Pareto Energy |
Private |
Private Equity Advisory |
n.d. |
| Park National Bank |
Private |
Strategic Equity |
1.0 |
| Petroleum Information |
Private |
Merger Dwight's Energydata |
n.d. |
| Petroleum Information |
Private |
Bank Placement |
17.0 |
| Piccadilly Cafeterias |
PIC |
Shareholder Value Advisory |
n.d. |
| Potomac Photonics |
Private |
Private Equity Advisory |
n.d. |
| Proler International |
PS |
Private Placement |
25.0 |
| Proler International |
PS |
Sale of Assets |
20.0 |
| PROMPT Medical |
Private |
Principal Investment |
0.8 |
| Raccoon Valley Biodiesel |
Private |
Private Equity Advisory |
n.d. |
| RSET, Inc. |
Private |
Principal Investment |
n.d. |
| RTICA Corporation |
Private |
Private Equity Advisory |
n.d. |
| Ruska Instrument |
Private |
Sale: Druck Plc (LSE:DRK) |
10.0 |
| Securad Inc. |
Private |
Advisory |
n.d. |
| Silvatech Industries |
Private |
Advisory |
n.d. |
| Solectria Corporation |
Private |
Sale to Azure Dynamics Corp. |
20.0 |
| Solectria Corporation |
Private |
Spin-off Solectria Renewables |
n.d. |
| StampAd |
Private |
Valuation |
n.d. |
| Stirling Biopower |
Private |
Strategic Partner Advisory |
n.d. |
| SunOpta BioProcess |
STKL |
Strategic Partner Advisory |
n.d. |
| Sunshine Mining |
SSC |
Subordinated Debt |
30.0 |
| Terrabon |
Private |
Private Equity Placement |
n.d. |
| Thor Ventures |
Private |
Merger: Gaia Technologies |
n.d. |
| Timoney Technology |
Private |
Advisory |
n.d. |
| Trans Ionics Corp. |
Private |
Private Equity Advisory |
n.d. |
| Vallen Corp. |
VALN |
Shareholder Value Advisory |
n.d. |
| Vectrix |
Private |
Advisory |
n.d. |
| Vericenter |
Private |
Private equity Advisory |
n.d. |
| Vuico |
Private |
Private Debt and Equity |
1.8 |
n.d. indicates that the transaction value was not disclosed