|
Client |
Symbol |
Transaction |
|
| ABT Corporation |
Private |
Project Debt |
$20.0 |
| ABT Corporation |
Private |
Subordinated Debt |
5.0 |
| ABT Corporation |
Private |
Private Equity |
5.0 |
| American Medical |
Private |
Private Equity |
3.5 |
| Atmos International |
Private |
Advisory |
n.d. |
| Baltic International |
BISA |
Bridge Loan |
2.5 |
| BancTEXAS |
BTX |
PIPE |
30.0 |
| BancTEXAS |
BTX |
Acquisition First Bank Las Colinas |
n.d. |
| C2C Fiber |
Private |
Private Debt and Equity |
5.6 |
| CalResources |
RD |
Financial Advisory |
n.d. |
| CIS Technologies |
CISI |
PIPE |
14.6 |
| Ecology |
ECOL |
Fairness Opinion |
n.d. |
| Entourage International |
Private |
Fairness Opinion |
n.d. |
| Equus Capital |
EQS |
Private Placement |
22.0 |
| eRealty.com |
Private |
Private Equity |
1.0 |
| Gaia Technologies |
Private |
Sale to NA Technologies (NATK) |
7.5 |
| GX Technologies |
Private |
Private Equity |
5.0 |
| Hadson Europe |
HAD |
Merger with Mid-West Energy |
n.d. |
| Harbor Financial |
Private |
Acquisition of American Mortgage |
10.0 |
| Harbor Financial |
Private |
Debt |
2.0 |
| Harken Energy |
HEC |
PIPE |
20.0 |
| Hydrotech |
Private |
Sale of the Company |
15.0 |
| Insource Technologies |
Private |
Fairness Opinion |
n.d. |
| Manzanita Alliances, Inc. |
Private |
Advisory |
n.d. |
| MicronMining |
Private |
Project Finance Advisory |
n.d. |
| Oshman's Sporting Goods |
OSH |
Shareholder Value Advisory |
n.d. |
| Park National Bank |
Private |
Strategic Equity |
1.0 |
| Petroleum Information |
Private |
Merger with Dwight's Energydata |
n.d. |
| Petroleum Information |
Private |
Bank Placement |
17.0 |
| Piccadilly Cafeterias |
PIC |
Shareholder Value Advisory |
n.d. |
| Proler International |
PS |
Bank Debt |
25.0 |
| Proler International |
PS |
Sale of Assets |
20.0 |
| PROMPT Medical |
Private |
Principal Investment |
0.4 |
| Rotating Sleeve Engine Tech. |
Private |
Principal Investment |
n.d. |
| Ruska Instrument |
Private |
Sale to Druck Plc (LSE:DRK) |
10.0 |
| Securad Inc. |
Private |
Advisory |
n.d. |
| Silvatech Industries |
Private |
Advisory |
n.d. |
| Solectria Corporation |
Private |
Sale to Azure Dynamics (TSX: AZD) |
20.0 |
| Solectria Corporation |
Private |
Spin off Solectria Renewables |
n.d. |
| StampAd |
Private |
Valuation |
n.d. |
| Sunshine Mining |
SSC |
Subordinated Debt |
30.0 |
| Thor Ventures |
Private |
Merger with Gaia Technologies |
n.d. |
| Timoney Technology Ltd. |
Private |
Advisory |
n.d. |
| Vallen |
VALN |
Shareholder Value Advisory |
n.d. |
| Vuico |
Private |
Private Debt and Equity |
1.8 |
n.d. indicates that the transaction value
was not disclosed
